Broker Dealers Approved Under AR Code Ann. Sec. 23-69-134 (Act 452)

 

 

SEC#

ORGANIZATION NAME

8-13580

A. G. EDWARDS & SONS, INC.

8-8177

CITIGROUP GLOBAL MARKETS

(FORMERLY SALOMON SMITH BARNEY, INC.)

8-14172

MORGAN STANLEY DW, INC.

(FORMERLY DEAN WITTER REYNOLDS, INC.)

8-15001

MORGAN KEEGAN & COMPANY, INC.

8-87221

MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC

8-1927

STEPHENS, INC.

8-00759

EDWARD D. JONES & COMPANY

8-10999

RAYMOND JAMES AND ASSOCIATES

8-21214

JP MORGAN INVEST

 (FORMERLY BROWN & COMPANY SECURITIES CORPORATION)

8-037180

WACHOVIA SECURITIES, LLC.