Broker Dealers Approved Under AR Code Ann. Sec.
23-69-134 (Act 452)
SEC#
|
ORGANIZATION NAME |
|
8-13580 |
A. G. EDWARDS & SONS, INC. |
|
8-8177 |
CITIGROUP GLOBAL MARKETS (FORMERLY SALOMON SMITH BARNEY, INC.) |
|
8-14172 |
MORGAN STANLEY DW, INC. (FORMERLY DEAN WITTER REYNOLDS, INC.) |
|
8-15001 |
MORGAN KEEGAN & COMPANY, INC. |
|
8-87221 |
MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC |
|
8-1927 |
STEPHENS, INC. |
|
8-00759 |
EDWARD D. JONES & COMPANY |
|
8-10999 |
RAYMOND JAMES AND ASSOCIATES |
|
8-21214 |
JP MORGAN INVEST (FORMERLY
BROWN & COMPANY SECURITIES CORPORATION) |
|
8-037180 |
WACHOVIA SECURITIES, LLC. |